WC
WC
Warren Cohn
14 Years of Experience
Beverly Hills, CA
9 DisclosuresBroker
Warren Cohn is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2026Final
Financial
October 2025Final
Financial
December 2024Final
Financial
July 2024Final
Financial
May 2024Final
Financial
April 2024Final
Financial
December 2023Final
Financial
June 2023Final
Judgment / Lien
May 2023Employment History
Current Registrations
Morgan Stanley
January 2015 - Present · 11 yrs 4 mos
Morgan StanleyBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Barclays Capital INC.Broker
December 2012 - February 2015 · 2 yrs 2 mos
Barclays Capital INC.
October 2012 - February 2015 · 2 yrs 4 mos
Painewebber IncorporatedBroker
August 1993 - August 1994 · 1 yr
State Registrations19 states
AZCACOCTDEFLGAILMDNHNJNYPASCSDUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.