Rodney Smith
Rodney Smith is a registered investment advisor at Fifth Third Securities, INC., based in Indianapolis, IN, with 31 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Location
4040 East Southport Road, Indianapolis, IN, 46237
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2011Employment History
Current Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Schneider Securities, INC.Broker
Corporate Securities Group, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Mathews, Holmquist & Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.