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Daniel O'sullivan
30 Years of Experience
Indianapolis, IN
1 DisclosureBroker
Daniel O'sullivan is a registered investment advisor at Fifth Third Securities, INC., based in Indianapolis, IN, with 30 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5692 Georgetown Road, Indianapolis, IN, 46254
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998Closed-No Action
Employment History
Current Registrations
Fifth Third Securities, INC.
March 2012 - Present · 14 yrs 7 mos
Fifth Third Securities, INC.Broker
March 2012 - Present · 14 yrs 7 mos
Fifth Third Securities, INC.
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - February 2012 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - February 2012 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Banc of America Investment Services, INC.
April 2008 - October 2009 · 1 yr 6 mos
Citigroup Global Markets INC.
May 2007 - May 2008 · 1 yr
Citigroup Global Markets INC.Broker
May 2007 - May 2008 · 1 yr
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
December 1996 - May 2007 · 10 yrs 5 mos
National Discount BrokersBroker
June 1996 - August 1996 · 2 mos
D. H. Blair & CO., INC.Broker
May 1995 - March 1996 · 10 mos
State Registrations9 states
CTDCINMAMINYOHPAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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