DO
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Daniel O'sullivan
30 Years of Experience
Zionsville, IN
1 DisclosureBroker
Daniel O'sullivan is a registered investment advisor at Fifth Third Securities, INC., based in Zionsville, IN, with 30 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
918 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Zionsville, IN
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1998Closed-No Action
Employment History
Current Registrations
Fifth Third Securities, INC.
March 2012 - Present · 14 yrs 2 mos
Fifth Third Securities, INC.Broker
March 2012 - Present · 14 yrs 2 mos
Fifth Third Securities, INC.
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - February 2012 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - February 2012 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Banc of America Investment Services, INC.
April 2008 - October 2009 · 1 yr 6 mos
Citigroup Global Markets INC.
May 2007 - May 2008 · 1 yr
Citigroup Global Markets INC.Broker
May 2007 - May 2008 · 1 yr
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
December 1996 - May 2007 · 10 yrs 5 mos
National Discount BrokersBroker
June 1996 - August 1996 · 2 mos
D. H. Blair & CO., INC.Broker
May 1995 - March 1996 · 10 mos
State Registrations8 states
CTDCINMAMINYOHPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.