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Daniel Sier

VALIC Financial Advisors, INC.
31 Years of Experience
Lakewood, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Sier is a registered investment advisor at VALIC Financial Advisors, INC., based in Lakewood, CO, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

165 South Union Boulevard, Suite 600, Lakewood, CO, 80228

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Settled
Customer Dispute
August 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel works as an agent for AGIA, selling non-securities insurance products. This takes a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
March 2008 - Present · 18 yrs 7 mos
VALIC Financial Advisors, INC.Broker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Metlife Securities INC.Broker
November 2006 - March 2008 · 1 yr 4 mos
Metropolitan Life Insurance CompanyBroker
November 2006 - July 2007 · 8 mos
H&r Block Financial Advisors, INC.Broker
September 2004 - November 2006 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
January 2004 - September 2004 · 8 mos
Mcdonald Investments INC.Broker
January 2002 - January 2004 · 2 yrs
U.S. Bancorp Piper Jaffray INC.Broker
May 1998 - January 2002 · 3 yrs 8 mos
Key Investments INC.Broker
October 1997 - January 1998 · 3 mos
Dean Witter Reynolds INC.Broker
September 1993 - December 1996 · 3 yrs 3 mos
State Registrations16 states
CACOFLGAHIIDILMDMINCOHORPASDWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Daniel Sier - Financial Advisor | TrueAdvisor