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Shawnee Anderson

VALIC Financial Advisors, INC.
23 Years of Experience
Lakewood, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Shawnee Anderson is a registered investment advisor at VALIC Financial Advisors, INC., based in Lakewood, CO, with 23 years of industry experience. Shawnee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1252 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

165 South Union Boulevard, Suite 600, Lakewood, CO, 80228

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shawnee works as an agent for AGIA, selling non-securities insurance products. This takes a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
December 2016 - Present · 9 yrs 10 mos
VALIC Financial Advisors, INC.
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Transamerica Financial Advisors, INCBroker
March 2013 - December 2016 · 3 yrs 9 mos
Transamerica Financial Advisors, INC.
March 2013 - December 2016 · 3 yrs 9 mos
Stephen Douglas Investment Advisory, INC.
June 2010 - March 2011 · 9 mos
Harrison Douglas, INC.Broker
March 2010 - February 2011 · 11 mos
Cbs Advisors, LLC
January 2009 - July 2010 · 1 yr 6 mos
Community Bankers Securities, LLCBroker
January 2009 - December 2009 · 11 mos
Aig Retirement Advisors, INC.
June 2007 - January 2009 · 1 yr 7 mos
Aig Retirement Advisors, INC.Broker
February 2007 - January 2009 · 1 yr 11 mos
Community Bankers Securities, LLCBroker
August 2006 - February 2007 · 6 mos
VALIC Financial Advisors, INC.Broker
January 2003 - August 2006 · 3 yrs 7 mos
PFS Investments INC.Broker
June 2001 - January 2003 · 1 yr 7 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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