Adrienne Garofalo is a registered investment advisor at Gagnon Securities, LLC, based in New York, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,202 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gagnon Securities charges fees for advisory and brokerage services.
For non-retirement accounts, clients pay a commission on each buy and sell transaction, up to 2% of the trade amount, plus a transaction fee up to $0.04 per share.
For retirement accounts and former Townsend Group Investments clients, Gagnon Securities charges a management fee of 2.25% per year for long-only accounts or 3.00% per year for hedged accounts, calculated monthly. These accounts do not pay commissions or transaction fees.
Location
1370 Avenue of the Americas, 26th Floor, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adrienne volunteers for 100 Women in Finance as a Co-Chair and Global Angels Chair, and provides investor relations support for Gagnon Securities Affiliates. She also provides administrative services to Gagnon Family Foundation, a charitable organization, dedicating a few hours per week.
Employment History
Current Registrations
Gagnon Securities, LLC
Gagnon Securities, LLCBroker
Previous Registrations
Prudential Securities IncorporatedBroker
State Registrations1 state
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