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Dudley Dupuis

32 Years of Experience
Decatur, AL
1 DisclosureBroker

Dudley Dupuis is a registered investment advisor at Wells Fargo Advisors, based in Decatur, AL, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

826 Bank St Ne, Decatur, AL, 35601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Settled
Other Business Activities

Dudley owns JL Farms, a cattle farm and hay sales business, dedicating about 10-20% of his time. He also owns Dupuis Financial Services Inc. for finet commissions, spending minimal time on it.

Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
March 2016 - April 2024 · 8 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
March 2016 - April 2024 · 8 yrs 1 mo
Edward Jones
January 2007 - March 2016 · 9 yrs 2 mos
Edward JonesBroker
November 1993 - March 2016 · 22 yrs 4 mos
State Registrations27 states
ALCACOCTFLGAILINKSLAMDMIMNMOMSNCNHNVOHPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dudley Dupuis - Financial Advisor | TrueAdvisor