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Brooks Collins

25 Years of Experience
Decatur, AL
2 DisclosuresBroker

Brooks Collins is a registered investment advisor at Wells Fargo Advisors, based in Decatur, AL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

826 Bank St Ne, Decatur, AL, 35601

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Closed-No Action
Regulatory
June 2007
Final
Other Business Activities

Brooks has ownership stakes in multiple investment-related entities, including family farms, commercial rental property, a wealth management firm, and several merchant cash agreement companies. Brooks spends minimal time on each of these activities.

Employment History
Current Registrations
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
November 2022 - November 2022 · 0 mos
Wells Fargo Clearing Services, LLC
February 2019 - November 2022 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
February 2019 - November 2022 · 3 yrs 9 mos
Morgan Stanley
July 2011 - February 2019 · 7 yrs 7 mos
Morgan StanleyBroker
June 2011 - February 2019 · 7 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2011 - July 2011 · 1 mo
Morgan Keegan & Company, INC.
February 2007 - July 2011 · 4 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - July 2011 · 4 yrs 5 mos
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
February 2003 - September 2003 · 7 mos
Amsouth Investment Services, INC.Broker
April 2002 - February 2007 · 4 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
September 2000 - December 2001 · 1 yr 3 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brooks Collins - Financial Advisor | TrueAdvisor