SW
CFP
SW
CFP
Steven Williams
32 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
Steven Williams is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Salt Lake City, UT, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
95 S State St, Suite 2180, Salt Lake City, UT, 84111
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Settled
Other Business Activities
Steven owns two rental real estate properties, Canyon Crest LLC and Lofts Living LLC, since 2021. He dedicates minimal time to these businesses.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1993 - May 2021 · 27 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - May 2021 · 27 yrs 9 mos
State Registrations36 states
AZCACOCTDCFLGAHIIDILINKSLAMAMDMIMNMTNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.