JO
CFP
JO
CFP
James Olmore
20 Years of Experience
Carlsbad, CA
1 Disclosure
James Olmore is a CFP-designated registered investment advisor at United Capital Financial Advisors, based in Carlsbad, CA, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 22,832 clients with $17B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
163 advisors
Number of Clients
22,832 clients
Average Client Portfolio
$754K average
Assets Under Management
$17.2B
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.85% |
Fees are negotiable. United Capital can charge a tiered rate or a flat dollar fee instead of a flat percentage fee for the annual fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Carlsbad, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2004Settled
Employment History
Current Registrations
United Capital Financial Advisors
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Mariner Wealth Advisors, LLC
September 2014 - October 2016 · 2 yrs 1 mo
Beta Wealth Group, INC
March 2014 - August 2014 · 5 mos
Strategic Advisers, INC.
July 2004 - November 2009 · 5 yrs 4 mos
Wells Fargo Investments, LLC
May 2001 - May 2004 · 3 yrs
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.