BM
CFP
BM
CFP
Brian Mahoney
31 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
Brian Mahoney is a CFP-designated registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2010Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
Wachovia Securities, LLCBroker
November 2001 - April 2009 · 7 yrs 5 mos
Wachovia Securities, LLC
November 2001 - April 2009 · 7 yrs 5 mos
Wm Financial Services, INC.Broker
May 1998 - November 2001 · 3 yrs 6 mos
Great Western Financial Securities CorporationBroker
October 1996 - May 1998 · 1 yr 7 mos
Aag Securities, INC.Broker
November 1995 - October 1996 · 11 mos
Financial Network Investment CorporationBroker
September 1995 - November 1995 · 2 mos
Independent Financial Securities, INC.Broker
September 1993 - November 1994 · 1 yr 2 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.