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Jeffrey Cornell

36 Years of Experience
Fort Lauderdale, FL
8 DisclosuresBroker

Jeffrey Cornell is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 36 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Settled
Customer Dispute
April 2004
Denied
Customer Dispute
March 2004
Denied
Customer Dispute
January 2004
Settled
Customer Dispute
September 2001
Settled
Customer Dispute
July 1993
Award / Judgment
Regulatory
April 1993
Final
Employment Separation After Allegations
May 1992
Employment History
Current Registrations
Morgan Stanley
February 2025 - Present · 1 yr 8 mos
Morgan StanleyBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Raymond James & Associates, INC.
February 2005 - February 2025 · 20 yrs
Raymond James & Associates, INC.Broker
February 2005 - February 2025 · 20 yrs
Wachovia Securities, LLC
August 2000 - January 2005 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
August 2000 - January 2005 · 4 yrs 5 mos
First Albany CorporationBroker
August 1999 - August 2000 · 1 yr
Gruntal & CO., L.L.C.Broker
June 1992 - August 1999 · 7 yrs 2 mos
Painewebber IncorporatedBroker
September 1991 - June 1992 · 9 mos
Prudential Securities IncorporatedBroker
March 1990 - September 1991 · 1 yr 6 mos
Shearson Lehman Hutton INC.Broker
August 1989 - April 1990 · 8 mos
First Alliance Securities, INC.Broker
May 1989 - July 1989 · 2 mos
State Registrations33 states
AKARAZCACODEFLGAHIIAILINKYLAMSMTNCNHNJNVNYOHOKORPASCTNTXUTVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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