Anthony Mazzo
Anthony Mazzo is a registered investment advisor at RBC Capital Markets, LLC, based in Boca Raton, FL, with 32 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5355 Town Center Road, Suite 800, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (7)
Customer Dispute
November 2016Customer Dispute
August 2016Customer Dispute
March 2016Customer Dispute
May 2015Customer Dispute
January 2008Customer Dispute
September 2003Employment Separation After Allegations
December 1998Other Business Activities
Anthony is a passive owner of East Marine Boats Inc., a boat manufacturing company run by his children, and spends minimal time reviewing financial statements. He also co-owns Mazzo Properties LLC with his wife, a rental property business, and dedicates minimal time to it. Anthony serves on the board of directors for The Cove Dockominium Association, assisting with business decisions and spending minimal time on it.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Dean Witter Reynolds INC.Broker
Gruntal & CO., L.L.C.Broker
Gkn Securities CORP.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.