AT
AT
Andrew Tenaglia
26 Years of Experience
Murrieta, CA
2 DisclosuresBrokerSells Insurance
Andrew Tenaglia is a registered investment advisor, based in Murrieta, CA, with 26 years of industry experience.
Location
25220 Hancock Ave Suite 240, Murrieta, CA, 92562
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024Denied
Customer Dispute
August 2009Settled
Other Business ActivitiesSells Insurance
Andrew owns AFT Financial Corp, a pass-through corporation for revenue from his financial advisor activities, dedicating minimal time. He also sells non-variable insurance through AFT Financial Corp, spending a few hours per week, and works as a financial advisor for TC Financial Planning and Wealth Management, taking about half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Rubicon Advisors
March 2015 - November 2023 · 8 yrs 8 mos
LPL Financial LLC
August 2014 - September 2016 · 2 yrs 1 mo
LPL Financial LLCBroker
August 2014 - October 2023 · 9 yrs 2 mos
UBS Financial Services INC.
February 2006 - September 2014 · 8 yrs 7 mos
UBS Financial Services INC.Broker
August 2005 - September 2014 · 9 yrs 1 mo
Bear, Stearns & CO. INC.Broker
December 1999 - August 2005 · 5 yrs 8 mos
State Registrations36 states
AKALAZCACOCTFLHIIDILKYMAMDMIMNMOMSMTNCNJNMNVNYOHORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.