TK
TK

Todd Kemper

27 Years of Experience
Germantown, WI
Broker

Todd Kemper is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Germantown, WI, with 27 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

W189N11100 Kleinmann Dr, Ste 101, Germantown, WI, 53022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2020 - Present · 6 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.
March 2005 - April 2020 · 15 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
March 2005 - April 2020 · 15 yrs 1 mo
Terra Securities CorporationBroker
February 2005 - April 2005 · 2 mos
TD Waterhouse Investor Services, INC.Broker
November 1996 - February 2003 · 6 yrs 3 mos
State Registrations2 states
AZWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.