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Peter Hart

Wells Fargo Advisors
54 Years of Experience
Sarasota, FL
2 DisclosuresBroker
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Peter Hart is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 54 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1605 Main St, 12th & 14th Fls, Sarasota, FL, 34236

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2011
Final
Customer Dispute
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Peter owns 100% of a rental property in Zepherhills, FL since 2021. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
November 1990 - July 2003 · 12 yrs 8 mos
Prudential Securities IncorporatedBroker
September 1977 - July 2003 · 25 yrs 10 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
June 1975 - February 1976 · 8 mos
Dean Witter & CO. IncorporatedBroker
February 1972 - July 1975 · 3 yrs 5 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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