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Lori Gartner

Wells Fargo Advisors
30 Years of Experience
Kearney, NE
1 DisclosureBroker
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Lori Gartner is a registered investment advisor at Wells Fargo Advisors, based in Kearney, NE, with 30 years of industry experience. Lori is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

21 W 21st St 2nd Fl, Kearney, NE, 68847

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History

Regulatory History (1)
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Customer Dispute
September 2015
Denied
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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
February 2003 - January 2008 · 4 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
February 2003 - January 2008 · 4 yrs 11 mos
Prudential Financial Planning Services
February 2002 - February 2003 · 1 yr
Pruco Securities CorporationBroker
April 1996 - February 2003 · 6 yrs 10 mos
State Registrations13 states
AZCOGAIAIDKSMONESDTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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