John Smith
John Smith is a CFA-designated registered investment advisor at First National Advisers, LLC, based in Fort Collins, CO, with 4 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,145 clients with $7.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.15% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $20.0M | 0.60% |
| $20.0M - $25.0M | 0.50% |
| $25M+ | 0.50% |
Schedule reflects Private Wealth Reserve tier rates. Other model portfolios have flat rates ranging from 0.20% to 0.50% depending on the strategy. Fees for accounts over $25M are negotiable.
Fee Estimator
Location
205 W Oak Street, Fort Collins, CO, 80521
Get directionsHistory
Regulatory History (1)
Financial
April 2021Employment History
Current Registrations
First National Advisers, LLC
Previous Registrations
Cwm, LLC
Reisen Capital, LLC
Charles Schwab Investment Advisory, INC
Windhaven Investment Management, INC.
Thomaspartners, INC.
Journey Capital Advisers, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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