Ann Holland Stewart

Concorde Asset Management, LLC

32 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Concorde Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

75 advisors

Number of Clients

3,253 clients

Average Client Portfolio

$151K average

Assets Under Management

$489.9M

Fee Structure

Minimum Investment:$20K

Financial Planning:Investment management only

Location

3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2021

Denied

Customer Dispute

September 2012

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Ann is a landlord for Summitview Advisors Property Mgt and president of Money Answers S-Corp, dedicating minimal time to each. She is also president of Insurance DBA for Summitview Advisors, working as an independent insurance agent for various companies for a few hours per week, and an Investment Advisor Representative for both Summit View Advisors and Concorde Asset Management, working full-time.

Employment History

Current Registrations

Concorde Investment Services, LLCBroker

May 2025 - Present · 9 mos

Concorde Asset Management, LLC

May 2025 - Present · 9 mos

Previous Registrations

Cambridge Investment Research, INC.Broker

April 2014 - May 2025 · 11 yrs 1 mo

Cambridge Investment Research Advisors, INC.

April 2014 - May 2025 · 11 yrs 1 mo

Money Concepts Capital CORPBroker

February 2008 - April 2014 · 6 yrs 2 mos

Money Concepts Advisory Service

February 2008 - April 2014 · 6 yrs 2 mos

Wells Fargo Investments, LLC

April 2007 - February 2008 · 10 mos

Wells Fargo Investments, LLCBroker

April 2007 - February 2008 · 10 mos

Banc of America Investment Services, INC.

February 2000 - March 2007 · 7 yrs 1 mo

Banc of America Investment Services, INC.Broker

January 1998 - March 2007 · 9 yrs 2 mos

NationssecuritiesBroker

July 1995 - January 1998 · 2 yrs 6 mos

NationssecuritiesBroker

September 1993 - January 1998 · 4 yrs 4 mos

State Registrations13 states

AZCACOFLGAKSMAMTNCSCTXWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.