JN
JN

James Nixon

32 Years of Experience
Dallas, TX
Broker

James Nixon is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James owns rental property in Lubbock, Texas, and is a partner in Nixon Family Farms, an agriculture business in Floydada, Texas. He spends minimal time on the farming business outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
January 2021 - Present · 5 yrs 4 mos
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - January 2021 · 13 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - January 2021 · 13 yrs 5 mos
UBS Financial Services INC.
June 2000 - August 2007 · 7 yrs 2 mos
UBS Financial Services INC.Broker
June 2000 - August 2007 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - July 2000 · 6 yrs 9 mos
State Registrations12 states
ARCAFLGAILKSLANCNYOKTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.