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Sara Alley

Trustmont Advisory Group, INC.
32 Years of Experience
Anderson, SC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Sara Alley is a registered investment advisor at Trustmont Advisory Group, INC., based in Anderson, SC, with 32 years of industry experience. Sara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 4,322 clients with $1.4B in assets under management.

Trustmont Advisory Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
4,322 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.4B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2% of assets managed. Fees may vary depending on the specific advisor chosen.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

106 Windham Drive, Anderson, SC, 29621

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Sara operates as a financial advisor and is also an insurance agent. She dedicates nearly full-time hours as a financial advisor and a few hours per week to selling life insurance, fixed annuities, and fixed indexed annuities.

Employment History
Current Registrations
Trustmont Advisory Group, INC.
August 2010 - Present · 16 yrs 2 mos
Trustmont Financial Group, INC.Broker
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2009 - August 2010 · 10 mos
Raymond James Financial Services, INC.Broker
September 2009 - August 2010 · 11 mos
Morgan Keegan & Company, INC.Broker
March 2006 - September 2009 · 3 yrs 6 mos
Morgan Keegan & Company, INC.
March 2006 - September 2009 · 3 yrs 6 mos
Suntrust Investment Services, INC.
January 2005 - March 2006 · 1 yr 2 mos
Suntrust Investment Services, INC.Broker
January 2005 - March 2006 · 1 yr 2 mos
Ncf Financial Services, INC.
January 2003 - January 2005 · 2 yrs
Ncf Financial Services, INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Invest Financial CorporationBroker
January 2002 - September 2002 · 8 mos
Morgan Keegan & Company, INC.Broker
April 2001 - January 2002 · 9 mos
Regions Investment Company, INC.Broker
December 1998 - April 2001 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
February 1998 - December 1998 · 10 mos
Royal Alliance Associates, INC.Broker
December 1993 - January 1998 · 4 yrs 1 mo
State Registrations6 states
COGAMDNCSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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