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David Critelli

Esi Financial Advisors
31 Years of Experience
Hauppauge, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Critelli is a registered investment advisor at Esi Financial Advisors, based in Hauppauge, NY, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

410 Motor Parkway, 2nd Floor, Hauppauge, NY, 11788

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History

Regulatory History (1)
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Customer Dispute
May 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent selling fixed insurance products, life, health, annuities, LTC, and disability insurance. He is also a silent owner in a family-owned restaurant, treasurer for the Dix Hills Fire Department, and owner/president of a tax preparation business.

Employment History
Current Registrations
Esi Financial Advisors
April 2022 - Present · 4 yrs 6 mos
Equity Services, INC.Broker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2021 - April 2022 · 7 mos
First Allied Securities, INC.Broker
May 2016 - April 2022 · 5 yrs 11 mos
Royal Alliance Associates, INC.Broker
August 2010 - May 2016 · 5 yrs 9 mos
Vanderbilt Securities, LLCBroker
May 2003 - August 2010 · 7 yrs 3 mos
Securities America, INC.Broker
June 2001 - May 2003 · 1 yr 11 mos
Prime Capital Services, INC.Broker
January 1999 - June 2001 · 2 yrs 5 mos
Royal Alliance Associates, INC.Broker
January 1995 - January 1999 · 4 yrs
State Registrations11 states
CTDEFLGAMANCNJNYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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