Steven Cartwright is a CFP-designated registered investment advisor at B.B. Graham & Company, INC., based in Austin, TX, with 29 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
4800 Bee Caves Road, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steven works as a client relationship manager for Per Stirling Private Wealth, taking nearly full-time hours. He is also a registered representative for B.B. Graham & Company and an investment advisor representative for Per Stirling Capital Management, LLC.
Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
Per Stirling Capital Management, LLC
Previous Registrations
Ascensus Investment Advisors, LLC
Ascensus Broker Dealer Services, LLCBroker
Optionsxpress, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Cybertrader, INC.Broker
Electronic Trading Group, LLCBroker
Protrader Trading, L.L.C.Broker
Protrader Securities L.P.Broker
Choice Investments, INC.Broker
Self Trading Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.