Steven Cartwright is a CFP-designated registered investment advisor at B.B. Graham & Company, INC., based in Austin, TX, with 30 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.99% |
Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.
Fee Estimator
Location
4900 Spicewood Springs Road, Austin, TX, 78759
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven works as a client relationship manager for Per Stirling Private Wealth, taking nearly full-time hours. He is also a registered representative for B.B. Graham & Company and an investment advisor representative for Per Stirling Capital Management, LLC.
Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
Per Stirling Capital Management, LLC
Previous Registrations
Ascensus Investment Advisors, LLC
Ascensus Broker Dealer Services, LLCBroker
Optionsxpress, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Cybertrader, INC.Broker
Electronic Trading Group, LLCBroker
Protrader Trading, L.L.C.Broker
Protrader Securities L.P.Broker
Choice Investments, INC.Broker
Self Trading Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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