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Kerry Geaneas

Level Four Advisory Services
32 Years of Experience
Ormond Beach, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Kerry Geaneas is a registered investment advisor at Level Four Advisory Services, based in Ormond Beach, FL, with 32 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 8 more. Their firm serves 15,720 clients with $6.5B in assets under management.

Level Four Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
15,720 clients
Average Client Portfolio
$416K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is generally 2.50% across programs, but varies by specific program and strategy. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Ormond Beach, FL

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Settled
Customer Dispute
June 2001
Settled
Customer Dispute
May 2001
Closed-No Action
Customer Dispute
October 2000
Award / Judgment
Customer Dispute
October 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kerry is an independent insurance agent selling fixed annuities, dedicating a few hours per week to this activity. Kerry also works full-time for Level Four Advisory Services, LLC, an SEC registered investment advisor, and Wall Street Financial Advisors, where Kerry is the sole owner and conducts securities and advisory business.

Employment History
Current Registrations
Level Four Advisory Services
November 2022 - Present · 3 yrs 11 mos
Level Four Financial, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Cantella & CO., INC.
June 2005 - October 2022 · 17 yrs 4 mos
Cantella & CO., INC.Broker
June 2005 - October 2022 · 17 yrs 4 mos
Gunnallen Financial, INC
June 2003 - June 2005 · 2 yrs
Gunnallen Financial, INCBroker
June 2003 - June 2005 · 2 yrs
Raymond James Financial Services
March 2003 - June 2003 · 3 mos
Raymond James Financial Services, INC.Broker
December 2002 - June 2003 · 6 mos
UBS Painewebber INC.
September 2000 - December 2002 · 2 yrs 3 mos
UBS Painewebber INC.Broker
September 2000 - December 2002 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1993 - October 2000 · 7 yrs
State Registrations8 states
CAFLGAMINYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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