Kevin Baker
Kevin Baker is a registered investment advisor at LPL Financial LLC, based in Abingdon, VA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
851 French Moore Jr Blvd, Ste 147, Abingdon, VA, 24210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is an agent selling life insurance, long-term care insurance, disability insurance, and fixed annuities since 2004. He also operates under the DBA Baker Financial Services for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Infinex Investments, INC.Broker
Bi Investments, LLCBroker
Proequities, INC.Broker
Primevest Financial Services, INC.Broker
Capital Brokerage CorporationBroker
The Leaders Group, INC.Broker
Fortis Investors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.