Joseph Derosa
Joseph Derosa is a registered investment advisor at M Holdings Securities, INC., based in Daytona Beach, FL, with 33 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Location
325 N. Williamson Blvd, Suite 120, Daytona Beach, FL, 32114
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2014Other Business ActivitiesSells Insurance
Joseph is the principal of The Executive Compensation Group LLC, where he sells securities, insurance, and RIA business, dedicating full-time hours to this role. He is also a part owner of The 325, LLC, a real estate venture, but spends minimal time on it.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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