Joseph Derosa
Joseph Derosa is a registered investment advisor at M Holdings Securities, INC., based in Daytona Beach, FL, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
325 N. Williamson Blvd, Suite 120, Daytona Beach, FL, 32114
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Regulatory History (1)
Customer Dispute
July 2014Other Business ActivitiesSells Insurance
Joseph is the principal of The Executive Compensation Group LLC, where he sells securities, insurance, and RIA business, dedicating full-time hours to this role. He is also a part owner of The 325, LLC, a real estate venture, but spends minimal time on it.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.