Carleton Jones
Carleton Jones is a registered investment advisor at M Holdings Securities, INC., based in Daytona Beach, FL, with 41 years of industry experience. Carleton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Location
325 N. Williamson Blvd, Suite 120, Daytona Beach, FL, 32114
Get directionsHistory
Regulatory History (1)
Regulatory
March 2006Other Business ActivitiesSells Insurance
Carleton is a registered representative and producer at Executive Compensation Group, LLC since 2006, selling securities, insurance, and RIA business. This activity, which is investment-related, takes about half of Carleton's time.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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