AM
CFA
AM
CFA

Andrew Mies

22 Years of Experience
Chicago, IL
May Earn Commission

Andrew Mies is a CFA-designated registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Hightower Securities, LLCBroker
January 2022 - December 2022 · 11 mos
Hightower 6m Holding, LLC
January 2022 - November 2022 · 10 mos
6 Meridian LLC
September 2016 - February 2022 · 5 yrs 5 mos
Private Client Services, LLCBroker
September 2016 - December 2021 · 5 yrs 3 mos
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2009 - June 2009 · 1 mo
Prudential Securities IncorporatedBroker
June 1998 - April 2000 · 1 yr 10 mos
Ladenburg, Thalmann & CO., INC.Broker
August 1995 - May 1998 · 2 yrs 9 mos
J.P. Morgan Securities INC.Broker
October 1994 - June 1995 · 8 mos
State Registrations1 state
KS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Mies - Financial Advisor | TrueAdvisor