SH
CFP
SH
CFP

Sarah Hampton

21 Years of Experience
Chicago, IL
Broker

Sarah Hampton is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
October 2022 - Present · 3 yrs 7 mos
Hightower Securities, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Hightower Securities, LLC
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Hightower 6m Holding, LLC
January 2022 - November 2022 · 10 mos
Private Client Services, LLCBroker
September 2016 - December 2021 · 5 yrs 3 mos
6 Meridian LLC
September 2016 - February 2022 · 5 yrs 5 mos
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
July 2008 - June 2009 · 11 mos
Morgan Stanley & CO. Incorporated
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.
June 2007 - July 2008 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
June 2007 - July 2008 · 1 yr 1 mo
Kc Investment Advisors, LLC
October 2005 - May 2007 · 1 yr 7 mos
Securities America, INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
Cap Pro Brokerage Services, INC.Broker
December 2004 - October 2005 · 10 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.