Gregory Stephens is a registered investment advisor, based in San Diego, CA, with 29 years of industry experience.
Location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2003Denied
Other Business Activities
Gregory is a managing member/owner of Stephens Investments Wealth Management since 2016, dedicating full-time hours during market hours. He is also an investment advisor with Kingswood Wealth Advisors DBA Phoenix Asset Advisors since September 2024, dedicating nearly full-time hours.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
November 2025 - Present · 6 mos
Kingswood Wealth Advisors, LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
M. S. Howells & CO.Broker
September 2016 - November 2025 · 9 yrs 2 mos
Eudaimonia Partners, LLC
September 2016 - April 2025 · 8 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
December 2010 - September 2016 · 5 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2010 - September 2016 · 5 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Citigroup Global Markets INC.
October 2005 - June 2009 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2005 - June 2009 · 3 yrs 8 mos
Mcdonald Investments INC.
October 1999 - November 2005 · 6 yrs 1 mo
Mcdonald Investments INC.Broker
May 1999 - November 2005 · 6 yrs 6 mos
Key Investments INC.Broker
May 1998 - May 1999 · 1 yr
Banc One Securities CorporationBroker
June 1997 - March 1998 · 9 mos
Banc One Securities CorporationBroker
February 1994 - December 1994 · 10 mos
State Registrations9 states
ALAZCAFLGAINOHORTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.