KB
CFP
KB
CFP

Keith Benton

30 Years of Experience
Rock Hill, SC
Broker

Keith Benton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rock Hill, SC, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

660 North Anderson Road, Rock Hill, SC, 29730

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith operates Founders Investment Services as a DBA for his LPL business and is a board member of the Rock Hill / Fort Mill Minority Scholarship Foundation. He also operates Founders Wealth Management since January 2024.

Employment History
Current Registrations
LPL Financial LLC
November 2018 - Present · 7 yrs 8 mos
LPL Financial LLC
November 2018 - Present · 7 yrs 8 mos
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Carroll Financial Associates INC
September 2016 - November 2018 · 2 yrs 2 mos
Cetera Advisor Networks LLC
May 2006 - November 2018 · 12 yrs 6 mos
Cetera Advisor Networks LLCBroker
April 2006 - November 2018 · 12 yrs 7 mos
CUNA Brokerage Services, INC.
August 2005 - April 2006 · 8 mos
CUNA Brokerage Services, INC.Broker
August 2005 - April 2006 · 8 mos
Harrisdirect LLC
May 2002 - August 2005 · 3 yrs 3 mos
Harrisdirect LLCBroker
December 1998 - August 2005 · 6 yrs 8 mos
Nationsbanc Investments, INC.Broker
June 1997 - April 1998 · 10 mos
Waterhouse Securities, INC.Broker
November 1993 - April 1996 · 2 yrs 5 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.