Don Ferguson
Don Ferguson is a registered investment advisor at LPL Financial LLC, based in Rock Hill, SC, with 44 years of industry experience. Don is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
334 Oakland Ave, Rock Hill, SC, 29730
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2013Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Don is involved with Ferguson Financial LLC, selling non-variable insurance products like life, fixed, and immediate annuities, dedicating a few hours per week. He also uses Ferguson Financial, LLC as a DBA for his LPL business, spending a few hours per week on this activity as well.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Scott & Stringfellow, INC.
Scott & Stringfellow, INC.Broker
Wachovia Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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