Thomas Mullarkey is a CFP-designated registered investment advisor at Hive Retirement Planning, based in New York, NY, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 4 clients with $3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 0.75% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.20% |
| $10M+ | 0.20% |
Fees above $10,000,000 are negotiated.
Fee Estimator
Contact
Thomas Mullarkey
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a Senior Advisor with Shelter Rock Capital Group LLC, providing advisory services to their clients. This activity takes about 10% of his time and is separate from his work with HIVE.
Employment History
Current Registrations
Hive Retirement Planning
Shelter Rock Capital Group LLC
Shelter Rock Capital Group LLCBroker
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Credit Suisse First Boston CorporationBroker
State Registrations1 state
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