Miriam Lopez
Miriam Lopez is a CFP, ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Fairfield, NJ, with 32 years of industry experience. Miriam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
375 Passaic Ave, Fairfield, NJ, 07004
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2002Other Business Activities
Miriam is a financial planner with U.S. Financial Services, LLC and an investment advisor representative with Kestra Advisory Services, LLC, dedicating most of her time to these activities. She also works as a Zoom classroom host and a dog sitter, each taking minimal time.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
New England Securities Corporation
New England SecuritiesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.