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Carolyn Lloyd-Turbett

Kestra Advisory Services, LLC
38 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Carolyn Lloyd-Turbett is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Fairfield, NJ, with 38 years of industry experience. Carolyn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1450 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

375 Passaic Ave, Fairfield, NJ, 07004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carolyn is involved in several business activities, including insurance sales and client relations, acting as owner of Carolyn Lloyd-Cohen LLC (merged into US Financial Services), and serving as a trustee. She also refers business to Preferred Pensions LLC and works as an Investment Advisor Representative with Kestra Advisory Services, LLC, and as a Financial Advisor with US Financial Services, LLC.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLC
September 1999 - Present · 27 yrs 1 mo
Kestra Investment Services, LLCBroker
September 1999 - Present · 27 yrs 1 mo
Previous Registrations
NFP Advisor Services, LLC
June 2002 - September 2016 · 14 yrs 3 mos
Equity Services, INC.Broker
November 1996 - December 2000 · 4 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
July 1994 - June 1995 · 11 mos
Royal Alliance Associates, INC.Broker
March 1994 - September 1999 · 5 yrs 6 mos
Equity Services, INC.Broker
September 1989 - March 1994 · 4 yrs 6 mos
Integrated Resources Equity CorporationBroker
May 1988 - July 1989 · 1 yr 2 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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