Stuart Hawkins
Stuart Hawkins is a registered investment advisor at Cetera Investment Advisers LLC, based in West Hartford, CT, with 32 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15 North Main St, Ste 101, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart operates Future Planned LLC as a DBA for investments/wealth management, dedicating full-time hours to it. He also receives renewal revenue on life insurance contracts as an agent and works as a special needs consultant, spending about a quarter of his time on the former and about 10-20% of his time on the latter.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Spc
Parkland Securities, LLCBroker
Msi Financial Services, INC.Broker
Metlife Securities INC.
New England Securities Corporation
New England SecuritiesBroker
State Registrations5 states
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