Kenneth Ulrich is a registered investment advisor at LPL Financial LLC, based in Glendale, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Glendale, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth operates under the DBA Salazar, Steer, Thomasy, Ulrich Group for his LPL business. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Nrp Financial, INC.
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Painewebber IncorporatedBroker
Alps Mutual Funds Services, INC.Broker
Cigna Financial Advisors,inc.Broker
Wells Fargo Securities INC.Broker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.