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JM
CFP
JM
CFP

Jeffrey Massey

Ae Wealth Management, LLC
24 Years of Experience
Warwick, RI
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Massey is a CFP-designated registered investment advisor at Ae Wealth Management, LLC, based in Warwick, RI, with 24 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.

Ae Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
463 advisors
Number of Clients
128,073 clients
Average Client Portfolio
$389K average
Assets Under Management
$49.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250F Centerville Rd, Warwick, RI, 02886

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2002
Final
Customer Dispute
August 2001
Settled
Investigation
April 2000
Regulatory
March 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is the president of Massey and Associates Inc., where he sells fixed insurance products, dedicating nearly full-time hours to this role. He is also an author involved in book sales, but this takes minimal time.

Employment History
Current Registrations
Ae Wealth Management, LLC
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Global Financial Private Capital, LLC
March 2010 - March 2018 · 8 yrs
Investors Capital CORP.Broker
January 1998 - November 2001 · 3 yrs 10 mos
Centaurus Financial, INC.Broker
January 1996 - November 1997 · 1 yr 10 mos
American Classic Securities, INC.Broker
November 1993 - December 1995 · 2 yrs 1 mo
State Registrations2 states
RITX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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