Christian Erickson
Christian Erickson is a registered investment advisor at Independent Advisor Alliance, LLC, based in Lexington, KY, with 32 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
195 Kentucky Ave, Lexington, KY, 40502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christian owns a 4-plex since 1986 and is involved in real estate rental through Always Say Yes, LLC. He also operates Ashwood Wealth Management and AWM, Inc. as DBAs for his LPL business, dedicating about a quarter of his time to AWM, Inc.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
Previous Registrations
LPL Financial LLC
Independent Financial Partners
LPL Financial LLCBroker
Comprehensive Asset Management and Servicing, INC.Broker
Russell Capital Management, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
J.C. Bradford & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.