Matthew Kane is a registered investment advisor, based in Malvern, PA, with 25 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Malvern, PA
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Regulatory History (1)
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Customer Dispute
June 2021Settled
Other Business Activities
Matthew serves as a trustee and chaplain for Eastern University, dedicating a few hours per week. He is also a board member for the Timothy Foundation, a mentorship/religious organization, spending a few hours per week on this activity.
Employment History
Current Registrations
Keel Point Capital, LLC
January 2023 - Present · 3 yrs 9 mos
Keel Point Capital, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Compass Ion Advisors, LLC
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Ege Advisors, LTD.
January 2009 - December 2009 · 11 mos
Apw Capital, INC.Broker
December 2008 - January 2023 · 14 yrs 1 mo
Comprehensive Capital Management, INC.
December 2008 - January 2014 · 5 yrs 1 mo
Emerging Growth Equities, LTD.Broker
November 2006 - December 2008 · 2 yrs 1 mo
Ege Advisors, LTD.
May 2006 - December 2008 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - November 2000 · 2 yrs 10 mos
Sei Financial Services CompanyBroker
November 1993 - January 1996 · 2 yrs 2 mos
State Registrations5 states
NCNYOHPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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