Christopher Miller
Christopher Miller is a registered investment advisor at LPL Financial LLC, based in Corolla, NC, with 32 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Corolla, NC
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2015Customer Dispute
March 2000Other Business Activities
Christopher operates Waterview Wealth Management as a DBA for his LPL business since 2018. This activity is investment-related and takes nearly full-time hours during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Compass Capital Asset Management
Uvest Financial Services Group, INC.Broker
Invest Financial CorporationBroker
Signet Financial Services,inc.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Hong McgillLPL Financial LLC