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Christopher Miller

31 Years of Experience
Timonium, MD
2 DisclosuresBroker

Christopher Miller is a registered investment advisor at LPL Financial LLC, based in Timonium, MD, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

22 W Padonia Rd., Ste C-349, Timonium, MD, 21093

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Settled
Customer Dispute
March 2000
Closed-No Action
Other Business Activities

Christopher operates Waterview Wealth Management as a DBA for his LPL business since 2018. This activity is investment-related and takes nearly full-time hours during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 7 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 7 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 7 mos
Previous Registrations
Invest Financial Corporation
October 2009 - February 2018 · 8 yrs 4 mos
Invest Financial CorporationBroker
October 2009 - February 2018 · 8 yrs 4 mos
Securities America Advisors, INC.
September 2005 - October 2009 · 4 yrs 1 mo
Securities America, INC.Broker
September 2005 - October 2009 · 4 yrs 1 mo
Compass Capital Asset Management
August 2001 - September 2005 · 4 yrs 1 mo
Uvest Financial Services Group, INC.Broker
August 2001 - September 2005 · 4 yrs 1 mo
Invest Financial CorporationBroker
May 1995 - July 2001 · 6 yrs 2 mos
Signet Financial Services,inc.Broker
September 1993 - May 1994 · 8 mos
State Registrations7 states
DEFLMDMINCPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.