Charles West is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 32 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4855 Technology Way, Suite 600, Boca Raton, FL, 33431
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Regulatory History (1)
Customer Dispute
May 1999Other Business Activities
Charles is on the Finance Committee for the Black Chamber of Commerce of Palm Beach County, starting in February 2025. He dedicates minimal time to this civic/community activity.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
David Lerner Associates, INC.Broker
Vfinance Investments, INCBroker
Newbridge Securities CorporationBroker
Cardinal Capital Management, INC.Broker
R.K. Grace & CompanyBroker
American Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Charles Schwab & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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