CW
CW
Charles West is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4855 Technology Way, Suite 600, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 1999Settled
Other Business Activities
Charles is on the Finance Committee for the Black Chamber of Commerce of Palm Beach County, starting in February 2025. He dedicates minimal time to this civic/community activity.
Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 13 yrs
Morgan StanleyBroker
August 2012 - Present · 14 yrs 1 mo
Previous Registrations
David Lerner Associates, INC.Broker
November 2008 - September 2012 · 3 yrs 10 mos
Vfinance Investments, INCBroker
September 2005 - November 2008 · 3 yrs 2 mos
Newbridge Securities CorporationBroker
March 2004 - September 2005 · 1 yr 6 mos
Cardinal Capital Management, INC.Broker
February 2001 - March 2004 · 3 yrs 1 mo
R.K. Grace & CompanyBroker
September 1999 - May 2001 · 1 yr 8 mos
American Investment Services, INC.Broker
April 1999 - September 1999 · 5 mos
Citicorp Investment ServicesBroker
July 1997 - April 1999 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
September 1994 - April 1997 · 2 yrs 7 mos
Chatfield Dean & CO., INC.Broker
November 1993 - May 1994 · 6 mos
State Registrations48 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.