RB
RB
Rosa Berry
32 Years of Experience
Houston, TX
2 DisclosuresBroker
Rosa Berry is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Houston, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
13910 Champion Forest Drive, Suite 101, Houston, TX, 77069
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2004Settled
Customer Dispute
November 2000Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2015 - Present · 10 yrs 8 mos
Raymond James Financial Services, INC.Broker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - August 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2015 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
June 2005 - July 2005 · 1 mo
Banc One Securities CorporationBroker
September 1993 - July 2005 · 11 yrs 10 mos
State Registrations2 states
INTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.