Richard Murray
Richard Murray is a registered investment advisor at Prime Capital Financial, based in Overland Park, KS, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.
Location
6201 College Blvd., Suite #150, Overland Park, KS, 66211
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2019Judgment / Lien
August 2016Judgment / Lien
May 2011Employment Separation After Allegations
May 1998Other Business Activities
Richard is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors, LLC. He spends minimal time on this activity, including during trading hours.
Employment History
Current Registrations
Prime Capital Financial
Previous Registrations
Corinthian Partners, L.L.C.Broker
National Securities CorporationBroker
J.P. Turner & Company, L.L.C.Broker
J.P. Turner & Company, L.L.C.Broker
Silver Leaf Partners, LLCBroker
Synergy Investment Group, LLCBroker
Moores Creek Securities, INC.Broker
Hornblower Fischer & CO.Broker
Mam Securities, LLCBroker
Orbitex Funds Distributor, INC.Broker
U.S. Growth Investments, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Wheat, First Securities, INC.Broker
Edward D. Jones & CO., L.P.Broker
Piper Jaffray INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.