Johnathan Pulleyn
Johnathan Pulleyn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Clayton, NC, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clayton, NC
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2023Other Business Activities
Johnathan is the owner of JOCO Contracting, LLC, dedicating about 10-20% of his time to it. He also operates Freedom Wealth Advisors as a DBA for his LPL business, committing significantly more time, nearly full-time, to this endeavor.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.