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Ernest Carrera

Iht Wealth Management LLC
30 Years of Experience
Tampa, FL
2 DisclosuresBrokerSells Insurance
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Ernest Carrera is a registered investment advisor at Iht Wealth Management LLC, based in Tampa, FL, with 30 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 23,131 clients with $6.4B in assets under management.

Iht Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
158 advisors
Number of Clients
23,131 clients
Average Client Portfolio
$276K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$5K

IHT Wealth Management charges a percentage of your portfolio's value for investment management. The exact fee is negotiated with each client, up to a maximum of 2% annually. Clients with smaller accounts may pay higher fees. IHT also offers access to LPL Financial's Guided Wealth Portfolios (GWP), which charges a maximum fee of 1.35%, including LPL's program fee of 0.35% and an advisor fee up to 1.00%.

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Location

105 South Armenia Ave., Tampa, FL, 33609

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2020
Final Disposition
Criminal
September 2007
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ernest is involved in several business activities, including real estate rentals, acting as a pilot for Execujet, and providing investment advisory services through IHT Wealth Management, which takes about half of his time. He also solicits fixed annuities and life insurance through Levin Financial.

Employment History
Current Registrations
Iht Wealth Management LLC
February 2020 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
July 2015 - Present · 11 yrs
Previous Registrations
Wealthcare Advisory Partners LLC
May 2019 - February 2020 · 9 mos
Independent Financial Partners
March 2016 - May 2019 · 3 yrs 2 mos
LPL Financial LLC
July 2015 - March 2016 · 8 mos
Jhs Capital Advisors, LLC
November 2009 - July 2015 · 5 yrs 8 mos
Jhs Capital Advisors, LLCBroker
October 2009 - July 2015 · 5 yrs 9 mos
Gunnallen Financial, INCBroker
October 2009 - December 2009 · 2 mos
Colonial Asset Management INC
July 2003 - October 2009 · 6 yrs 3 mos
Colonial Brokerage, INC.Broker
July 2002 - October 2009 · 7 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1997 - July 2002 · 5 yrs 2 mos
Prudential Securities Incorporated
April 1997 - July 2002 · 5 yrs 3 mos
Washington Square Securities, INC.Broker
November 1996 - April 1997 · 5 mos
Washington Square Securities, INC.Broker
September 1994 - December 1994 · 3 mos
Metlife Securities INC.Broker
January 1994 - August 1994 · 7 mos
Metropolitan Life Insurance CompanyBroker
January 1994 - August 1994 · 7 mos
State Registrations6 states
ALCOFLNCOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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