MS
MS
Matthew Smith is a registered investment advisor, based in Holland, OH, with 31 years of industry experience.
Location
7359 International Drive,, Suite A, Holland, OH, 43528
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013Denied
Other Business ActivitiesSells Insurance
Matthew is involved in several outside business activities, including insurance sales, property management, and board positions. He sells various insurance products, including fixed annuities, immediate annuities, and life insurance, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2020 - September 2025 · 5 yrs 1 mo
Avantax Investment Services, INC.Broker
August 2020 - September 2025 · 5 yrs 1 mo
Parkland Securities, LLCBroker
February 2002 - August 2020 · 18 yrs 6 mos
Spc
February 2002 - August 2020 · 18 yrs 6 mos
Walnut Street Securities, INC.Broker
June 1996 - February 2002 · 5 yrs 8 mos
North American Management, INC.Broker
March 1995 - June 1996 · 1 yr 3 mos
State Registrations15 states
ALCAFLINMINVOHOKPASCTNTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.