KD
KD

Kevin Dunion

32 Years of Experience
Wilmington, DE
1 DisclosureBrokerSells Insurance

Kevin Dunion is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Wilmington, DE, with 32 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Bellevue Pkwy, Ste 420, Wilmington, DE, 19809

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1984
Final Disposition
Other Business ActivitiesSells Insurance

Kevin may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. These insurance companies are not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2005 - Present · 21 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
November 1993 - Present · 32 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 2000 - January 2002 · 1 yr 7 mos
State Registrations29 states
AZCACOCTDEFLGAIAILINMAMDMEMIMTNCNHNJNMNVNYOHPARISCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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