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Louis Bell

32 Years of Experience
Stamford, CT
BrokerSells Insurance

Louis Bell is a registered investment advisor, based in Stamford, CT, with 32 years of industry experience.

Location

2200 Atlantic Street 2nd Floor, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Louis acts as trustee for multiple trusts, including family trusts, client trusts, and an insurance trust. He also manages Pearl I LLC, which owns a Florida property, and is an advisor for Grateful Homes LLC, a real estate company.

Employment History
Current Registrations
Newedge Securities, LLCBroker
April 2022 - Present · 4 yrs 1 mo
New Edge Wealth
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 2013 - May 2022 · 8 yrs 7 mos
UBS Financial Services INC.Broker
September 2013 - May 2022 · 8 yrs 8 mos
J.P. Morgan Securities LLC
November 2004 - October 2013 · 8 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2004 - October 2013 · 9 yrs
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Wachovia Securities, LLC
July 2003 - November 2004 · 1 yr 4 mos
Prudential Securities Incorporated
August 1998 - July 2003 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
November 1993 - July 2003 · 9 yrs 8 mos
State Registrations23 states
AZCACTDCDEFLILLAMAMDMEMINCNJNYOHPATNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Louis Bell - Financial Advisor | TrueAdvisor