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Christopher Yingling

32 Years of Experience
Westminster, MD
2 DisclosuresBroker

Christopher Yingling is a registered investment advisor at RBC Capital Markets, LLC, based in Westminster, MD, with 32 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

15 S. Cranberry Road, Suite B, Westminster, MD, 21157-5339

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Denied
Customer Dispute
September 1999
Denied
Other Business Activities

Christopher is a committee member for the Carroll Community College Planned Giving Committee since 2018, advising the foundation on soliciting recurring gifts. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
RBC Capital Markets, LLC
November 2011 - Present · 14 yrs 6 mos
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 2 mos
RBC Capital Markets, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Ferris, Baker Watts, LLCBroker
September 1995 - March 2009 · 13 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - October 1995 · 2 yrs
State Registrations33 states
ALARCACODCDEFLGAHIIDILKSKYMAMDMIMNMOMTNCNHNJNVNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Yingling - Financial Advisor | TrueAdvisor